Financial Tracking, LLC - The First To Know Company

Share |



	Employee TradeSphere
	Campaign Checks
	Portfolio Compliance
	Insider Trading Detection
	Performance Dispersions
	Fiduciary Risk Monitoring
	Anti-Money Laundering
	Best Execution
	Fair and Timely and Favoritism Checking
	Unusual Activity Alerting
	Safeguard of Client Assets
	Price/Valuation Checking
	Suitability Tracking
	Cross Trades
	Valuation Testing
	Hot Issue Flagging
	Account Dumping
	Trade Profitability
	Window Dressing
	Systemic Risk
	Counter Party Risk
	Portfolio Pumping

Our software monitors portfolio values both daily and over time and enables the compliance officer to verify an intended liquidation has occurred rather than misappropriation of funds.