Insider Trading Detection (ITD^TM)

ITD^TM automatically matches market data and company news vs. trades and holdings in employee or company managed portfolios, or both, and alerts if a trade occurred prior to a market moving issuer event. Its purpose is to aid in the detection of mis-use of material non-public information. ITD^TM monitors ownership, corporate actions, M&A activities, public to privates, surprise earnings, profit warnings, earning estimates, company news and corporate insider trading, among others. Compliance users are automatically alerted for suspicious trades.

MarketACE^TM Database

MarketACE^TM Database enables users to run an on-demand query of historical market moving issuer events and analyze employee or company and fund trades against the event. Refreshed daily, it is powered by technology that automatically consolidates events (ACE) on an issuer basis.

Primary database items for both the matching service and database:

	Corporate insider transactions and earnings
	Analyst estimates and ratings
	Company financials and ownership
	Corporate actions
	Company earnings
	IPOs, secondarys and ETFs

MarketACE^TM and ITD^TM includes a case management and work flow tracking capability. All exceptions to guidelines are archived and aged by calendar until closed by the user. This feature provides for both "notes to the file" capabilities as well as audit trails for internal and regulatory audit purposes. ITD^TM and MarketACE^TM may be purchased a la carte and compliments our Employee TradeSphere module and other commercial employee personal trading solutions.