Core services: Offered as web-based or client-side installed solution, this module includes:

1. 

2. 

Master view of compliance tasks and cases for the compliance officer,

3. 

Pre-trade clearance for all security types and sub-types,

4. 

Ongoing trade surveillance vs. trading restrictions,

5. 

Misuse of material non-public information detection,

6. 

Unusual trading patterns alerting,

7. 

Pre-clearance and reporting of gifts, entertainment, outside business activities and political contributions,

8. 

Dynamic forms and documents with rules and alerts based on answers, and

9. 

Automated compliance calendar with alerts.

Pre-trade clearance

Automated trade surveillance and online certifications/attestations with tracking, including exception alerts, audit trails, automated data feeds from over 3000 BDs

Case and task management; Restricted and watch lists

Dynamic forms and documents with rules

Pre-clearance and reporting of gifts, entertainment, outside business activities and political contributions

Global security master

Unusual activity alerting

Detection of mis-use of material non-public information in your company's domain

Automated employee trade checking in advance of issuer events and news(e.g. insider trading detection).