Systemic Risk module to gauge enterprise's exposure to various systemic risks

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	Employee TradeSphere
	Campaign Checks
	Portfolio Compliance
	Insider Trading Detection
	Performance Dispersions
	Fiduciary Risk Monitoring
	Anti-Money Laundering
	Best Execution
	Fair and Timely and Favoritism Checking
	Unusual Activity Alerting
	Safeguard of Client Assets
	Price/Valuation Checking
	Suitability Tracking
	Cross Trades
	Valuation Testing
	Hot Issue Flagging
	Account Dumping
	Trade Profitability
	Window Dressing
	Systemic Risk
	Counter Party Risk
	Portfolio Pumping

This module monitors the company’s collective exposure to common risk factors vs. global financial system risks (e.g. interdependencies between financial system and market participants) and alerts when changes in exposures occur. It is both a lookup database and monitoring/alerting engine. Systemic Risk module relieves risk and compliance groups of the arduous and daunting tasks of finding, gathering and analyzing information and discovering exposures before it’s too late.

For determining a company’s collective exposure to common risk factors, the system analyzes financial holdings at the enterprise, business line, department, trading desk or account levels, or combination. Next, rules are activated in the rules/alert engine that signals when exposure levels exceed client-determined tolerance thresholds.

Refreshed daily, it is powered by technology that automatically updates global financial information from over 70 sources.