History of a Financial Software Company Specializing in Regulatory Compliance

Financial Tracking has a unique history. Our company is 60% employee owned and has 39 limited partners. 2013 was our 9th consecutive year of record revenues and profitability. We are not a product offering of a multi-billion dollar “slow moving large barge” organization that gets lost in corporate bureaucracy. Nor are we owned by a single individual or backed by venture capital, where cost cutting is superior to client focus. With compliance and risk solutions being our exclusive focus our passion is driven by superior client service levels, operational excellence and unmatched R&D spending for products and services. We have the highest IT security standards and ratings possible. No company is too big or small to be a client.

Financial Tracking Technologies LLC was founded in 1999 as an independent portfolio compliance monitoring and alerting service. We began with a deep understanding of the investment and investment oversight processes. We have been a pioneer in many areas of risk and compliance that has given strength, breadth and depth to our solutions. Over time, we expanded on our expertise that enabled today‚Äôs menu of 22 compliance modules offered bundled or a la carte. We offer the most comprehensive all in one compliance platform built with a modular architecture for buy and sell side firms, other financial intermediaries and public companies worldwide. We rank first in automated compliance solutions that enable regulatory protection and operating cost cutting and serve the most clients. Clients include regulators, broker-dealers, mutual funds, money managers, hedge funds and public companies. FTT has earned the trust and commitment from some of the world’s most renowned, top tier clients who have found FTT’s patented compliance multi-tools to exceed the performance of our competitors.