Compliance Software for Exchanges and Execution Venues

 All-in-One Total Protection Platform

The utility of this total protection, all-in-one platform, combined with our service model, make it the lowest in total cost. Each module automatically tests and flags exceptions to your compliance guidelines and includes case management tools, proof reports for regulators and clients and audit trails. Enjoy complete employee compliance workflow and eliminate report writing for the annual compliance review and more. All modules and the political contributions and insider trading detection databases are also sold separately.

We’ll Tailor a Solution for Your Firm Based on our Modular Compliance Software for Exchanges and Execution Venues:

Download our Compliance Software for Exchanges Brochure

Exchange and Execution Venue Compliance Software Brochure