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Financial Tracking was founded in 1999 as an independent portfolio compliance monitoring and alerting service. We initially served institutional investors and product vendors that used third party investment managers. Over time, we have expanded our solutions to include a total of 16 compliance modules offered a la carte.

Client Categories That We Serve:
 
Government regulators
 
33% of the 50 largest publicly traded money managers or insurers
 
2 of the 5 largest public companies in the US
 
2 of the 4 largest US wire-house broker/dealers
 
The largest US independent broker/dealer
 
1 of Japan´s largest money managers
 
1 of the world´s 6th largest money managers
Source: Bloomberg, Hoovers, FTT research, Forbes, Nelson´s

 

 

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